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Method Article
Pupillometry, a simple and non-invasive technique, is proposed as a method to determine hearing-in-noise thresholds in normal hearing animals and animal models of various auditory pathologies.
Noise exposure is a leading cause of sensorineural hearing loss. Animal models of noise-induced hearing loss have generated mechanistic insight into the underlying anatomical and physiological pathologies of hearing loss. However, relating behavioral deficits observed in humans with hearing loss to behavioral deficits in animal models remains challenging. Here, pupillometry is proposed as a method that will enable the direct comparison of animal and human behavioral data. The method is based on a modified oddball paradigm - habituating the subject to the repeated presentation of a stimulus and intermittently presenting a deviant stimulus that varies in some parametric fashion from the repeated stimulus. The fundamental premise is that if the change between the repeated and deviant stimulus is detected by the subject, it will trigger a pupil dilation response that is larger than that elicited by the repeated stimulus. This approach is demonstrated using a vocalization categorization task in guinea pigs, an animal model widely used in auditory research, including in hearing loss studies. By presenting vocalizations from one vocalization category as standard stimuli and a second category as oddball stimuli embedded in noise at various signal-to-noise ratios, it is demonstrated that the magnitude of pupil dilation in response to the oddball category varies monotonically with the signal-to-noise ratio. Growth curve analyses can then be used to characterize the time course and statistical significance of these pupil dilation responses. In this protocol, detailed procedures for acclimating guinea pigs to the setup, conducting pupillometry, and evaluating/analyzing data are described. Although this technique is demonstrated in normal-hearing guinea pigs in this protocol, the method may be used to assess the sensory effects of various forms of hearing loss within each subject. These effects may then be correlated with concurrent electrophysiological measures and post-hoc anatomical observations.
Pupil diameter (PD) can be affected by a wide number of factors and the measurement of PD that changes over time is known as pupillometry. PD is controlled by the iris sphincter muscle (involved in constriction) and the iris dilator muscle (involved in dilation). The constriction muscle is innervated by the parasympathetic system and involves cholinergic projections, whereas the iris dilator is innervated by the sympathetic system involving noradrenergic and cholinergic projections1,2,3. The best-known stimulus to induce PD changes is luminance-constriction and dilation responses of the pupil can be produced by variations in ambient light intensity2. PD also changes as a function of focal distance2. It has been known for decades, however, that PD also shows non-luminance-related fluctuations4,5,6,7. For example, changes in internal mental states can elicit transient PD changes. The pupil dilates in response to emotionally charged stimuli or increases with arousal4,5,8,9. Pupil dilation could also be related to other cognitive mechanisms, such as increased mental effort or attention10,11,12,13. Because of this relationship between pupil size variations and mental states, PD changes have been explored as a marker of clinical disorders such as schizophrenia14,15, anxiety16,17,18, Parkinson's disease19,20, and Alzheimer's disease21, among others. In animals, PD changes track internal behavioral states and are correlated with neuronal activity levels in cortical areas22,23,24,25. Pupil diameter has also been shown to be a reliable indicator of the sleep state in mice26. These PD changes related to arousal and the internal state typically occur on long time scales of the order of several tens of seconds.
In the domain of hearing research, in normal hearing as well as in hearing impaired subjects, listening effort and auditory perception have been assessed using pupillometry. These studies typically involve trained research subjects27,28,29,30 that perform various kinds of detection or recognition tasks. Because of the aforementioned relationship between arousal and PD, increased task engagement and listening effort have been shown to be correlated with increased pupil dilation responses30,31,32,33,34,35. Thus, pupillometry has been used to demonstrate that increased listening effort is expended to recognize spectrally degraded speech in normal-hearing listeners29,36. In hearing impaired listeners, such as humans with age-related hearing loss27,30,37,38,39,40,41 and cochlear implant users42,43, pupil responses also increased with decreasing speech intelligibility; however, hearing impaired listeners showed greater pupil dilation in easier listening conditions compared to normal hearing subjects27,30,37,38,39,40,41,42,43. But experiments that require the listener to perform a recognition task are not always possible - for example, in infants, or in some animal models. Thus, non-luminance related pupil responses evoked by acoustic stimuli could be a viable alternative method to assess auditory detection in these cases44,45. Earlier studies demonstrated a transient and stimulus-linked pupil dilation as part of the orienting reflex46. Later studies have demonstrated the use of stimulus-linked pupil dilations to derive frequency sensitivity curves in owls47,48. Recently, these methods have been adapted to assess sensitivity of the pupil dilation response in human infants48. Pupillometry has been shown to be a reliable and non-invasive approach to estimate auditory detection and discrimination thresholds in passively listening guinea pigs (GPs) by using a wide range of simple (tones) and complex (GP vocalizations) stimuli49. These stimulus-related PD changes typically occur at faster time scales of the order of several seconds and are linked to stimulus timing. Here, pupillometry of stimulus-related PD changes is proposed as a method to study behavioral impacts of various kinds of hearing impairment in animal models. In particular, pupillometry protocols for use in GPs, a well-established animal model of various types of auditory pathologies50,51,52,53,54,55,56 (also see reference57 for an exhaustive review) is described.
Although this technique is demonstrated in normal-hearing GPs, these methods can be easily adapted to other animal models and animal models of various auditory pathologies. Importantly, pupillometry can be combined with other non-invasive measurements such as EEG, as well as with invasive electrophysiological recordings in order to study the mechanisms underlying possible sound detection and perception deficits. Finally, this approach can also be used to establish broad similarities between human and animal models.
For all experimental procedures, obtain approval from the Institutional Animal Care and Use Committee (IACUC) and adhere to NIH Guidelines for the care and use of laboratory animals. In the United States of America, GPs are additionally subject to United States Department of Agriculture (USDA) regulations. All the procedures in this protocol were approved by the University of Pittsburgh IACUC and adhered to NIH Guidelines for the care and use of laboratory animals. For this experiment, three male wildtype, pigmented GPs between 4 and 10 months of age, with ~600-1,000 g weight were used.
1. Surgical procedure
2. Animal acclimation to the experimental setup
NOTE: Experiments typically take place in a sound-attenuated chamber or booth (see Table of Materials). The time required to familiarize an animal to the setup varies from subject to subject. Typical acclimation times are noted below. A well-acclimated animal will tolerate head-fixation with minimal body motion, and result in better pupil diameter measurements.
3. Calibration of pupil camera
NOTE: The camera used for pupillometry outputs a video via USB to the pupillometry software suite. From this video, the pupil diameter is extracted using an ellipse fit and user-adjustable threshold value by the pupillometry software suite (see Table of Materials). The software then interfaces with a digital-to-analog card. The card outputs an analog voltage value that is proportional to the pupil diameter. Calibration is needed to convert this voltage value back to pupil diameter in units of length.
4. Pupillometry data acquisition
5. Call-in-noise detection and categorical discrimination using a modified oddball paradigm
NOTE: The stimuli for pupillometry experiments consisted of GP vocalizations that were recorded in an animal colony58. The vocalization samples can be found in the following repository: https://github.com/vatsunlab/CaviaVOX. In particular, wheek and whine calls were used to elicit the pupil responses shown in the representative results. From each category, choose vocalizations whose lengths are approximately equal. To account for differences in the recording amplitude and temporal envelopes of the vocalizations, normalize the vocalizations by their root mean square (r.m.s.) amplitudes, if needed.
6. Analysis and statistics
NOTE: All the analyses were performed using custom code written in MATLAB (available at https://github.com/vatsunlab/GP_Pupil). Two main analysis methods are described, which address the reliability and the time course of pupil responses, respectively. The choice of one or both the methods will be dictated by experimental design.
Pupillometry was performed in three male pigmented GPs, weighing ~600-1,000 g over the course of the experiments. As described in this protocol, to estimate call-in-noise categorization thresholds, an oddball paradigm was used for stimulus presentation. In the oddball paradigm, calls belonging to one category (whines) embedded in white noise at a given SNR were employed as standard stimuli (Figure 2A), and calls from another category (wheeks) embedded in white noise at the same SNR (
This protocol demonstrates the use of pupillometry as a non-invasive and reliable method to estimate auditory thresholds in passively listening animals. Following the protocol described here, call-in-noise categorization thresholds in normal hearing GPs were estimated. Thresholds estimated using pupillometry were found to be consistent with those obtained using operant training62. Compared to operant training, however, the pupillometry protocol was relatively straightforward and quick to set up an...
The authors have no conflicts of interest to disclose.
This work was supported by the NIH (R01DC017141), the Pennsylvania Lions Hearing Research Foundation, and funds from the Departments of Otolaryngology and Neurobiology, University of Pittsburgh.
Name | Company | Catalog Number | Comments |
Analog output board | Measurement Computing Corporation, Norton, MA | PCI-DDA02/12 | |
Anechoic foam | Sonex One, Pinta Acoustic, Minneapolis, MN | ||
Condenser microphone | Behringer, Willich, Germany | C-2 | |
Free-field microphone | Bruel & Kjaer, Denmark) | Type 4940 | |
Matlab | Mathworks, Inc., Natick, MA | 2018a version | |
Monocular remote camera and illuminator system | Arrington Research, Scottsdale, AZ | MCU902 | Infrared LED array + camera with infrared filter |
Multifunction I/O Device | National Instruments, Austin, TX | PCI-6229 | |
Neural interface processor | Ripple Neuro, Salt Lake City, UT | SCOUT | |
Piezoelectric motion sensor | SparkFun Electronics, Niwot, CO | SEN-10293 | |
Pinch valve | Cole-Palmer Instrument Co., Vernon Hills, IL | EW98302-02 | |
Programmable attenuator | Tucker-Davis Technologies, Alachua, FL | PA5 | |
Silicon Tubing | Cole-Parmer | ~3 mm | |
Sound attenuating chamber | IAC Acoustics | ||
Speaker full-range driver | Tang Band Speaker, Taipei, Taiwan | W4-1879 | |
Stereo Amplifier | Tucker-Davis Technologies, Alachua, FL | SA1 | |
Tabletop - CleanTop Optical | TMC vibration control / Ametek, Peabody, MA | ||
Viewpoint software | ViewPoint, Arrington Research, Scottsdale, AZ |
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