Combining Volumetric Capnography And Barometric Plethysmography To Measure The Lung Structure-function Relationship

Summary

Here, we describe two measures of pulmonary function – barometric plethysmography, which allows the measurement of lung volume, and volumetric capnography, a tool to measure the anatomic dead space and airways uniformity. These techniques may be used independently or combined to assess airways function at different lung volumes.

Abstract

Tools to measure lung and airways volume are critical for pulmonary researchers interested in evaluating the impact of disease or novel therapies on the lung. Barometric plethysmography is a classic technique to evaluate the lung volume with a long history of clinical use. Volumetric capnography utilizes the profile of exhaled carbon dioxide to determine the volume of the conducting airways, or dead space, and provides an index of airways homogeneity. These techniques may be used independently, or in combination to evaluate the dependence of airways volume and homogeneity on lung volume. This paper provides detailed technical instructions to replicate these techniques and our representative data demonstrates that the airways volume and homogeneity are highly correlated to lung volume. We also provide a macro for the analysis of capnographic data, which can be modified or adapted to fit different experimental designs. The advantage of these measures is that their advantages and limitations are supported by decades of experimental data, and they can be made repeatedly in the same subject without expensive imaging equipment or technically advanced analysis algorithms. These methods may be particularly useful for investigators interested in perturbations that change both the functional residual capacity of the lung and airways volume.

Introduction

Gas washout techniques have been used for decades to provide important information about the structure and uniformity of the airway tree. The lung is classically described as having two compartments – a conducting zone that is comprised of the anatomic dead space and the respiratory zone where gas exchange occurs in the alveoli. The conducting airways are termed as “dead space” because they do not participate in the exchange of oxygen and carbon dioxide. In the single breath gas washout method, the concentration profile of an exhaled gas can be used to determine the volume of the anatomic dead space and to derive information about the uniformity of ventilation. Some methods rely on the breathing of inert gases to make these measures (N₂, argon, He, SF₆, etc.). The use of inert gas is well-established, supported by scientific consensus statements¹, and there are available commercial equipment with user friendly interfaces. However, the exhaled profile of carbon dioxide (CO₂) can be used to derive similar information. Evaluating the profile of CO₂ as a function of the exhaled volume, or volumetric capnography, does not require the participant to breathe special gas mixtures and allows the investigator to gather additional information flexibly about metabolism and gas exchange with minimal adjustment to the technique.

During a controlled exhalation, the concentration of CO₂ can be plotted against the total exhaled volume. At the beginning of an exhalation, the dead space is filled with atmospheric gas. This is reflected in Phase I of the exhaled CO₂ profile where there is an undetectable amount of CO₂ (Figure 1, top). Phase II marks the transition to the alveolar gas, where gas exchange occurs and CO₂ is abundant. The volume at the midpoint of Phase II is the volume of the anatomic dead space (V_D). Phase III contains alveolar gas. Because airways with different diameters empty at different rates, the slope (S) of Phase III provides information about airways uniformity. A steeper slope of Phase III suggests a less uniform airway tree proximal to the terminal bronchioles, or convection-dependent inhomogeneity². In the case where a perturbation may change the rate of CO₂ production, and to make comparisons between individuals, the slope can be divided by the area under the curve to normalize for differences in metabolism (NS or normalized slope). Volumetric capnography has been used previously to evaluate the changes in airways volume and uniformity following air pollutant exposure^3,4,5,6.

Gas transport in the lung is governed by both convection and diffusion. Single breath washout measures are highly dependent on air flow and the measured value of V_D occurs at the convection-diffusion boundary. Changing the flow rate of the exhalation or preceding inhalation changes the location of that boundary⁷. Capnography is also highly dependent on the volume of the lung immediately preceding the maneuver. Larger lung volumes distend the airways, resulting in larger values of V_D⁸. One solution is to consistently make the measurement at the same lung volume – usually functional residual capacity (FRC). An alternative, described here, is to couple volumetric capnography with barometric plethysmography, in order to obtain the relationship between V_D and lung volume. The participant then performs the maneuver at constant flow rates, while varying the lung volume. This still allows for classic capnographic measures to be made at FRC, but also for the relationship between the lung volume and dead space volume and between the lung volume and homogeneity to be derived. Indeed, the added value of coupling capnography with plethysmography comes from the ability to test hypotheses about the distensibility of the airways tree and the structure-function relationship of the lung. This may be a valuable tool for investigators aiming to quantify the influence of airways mechanics versus lung compliance and elastance on pulmonary function in healthy and diseased populations^9,10,11. Furthermore, accounting for the absolute lung volume at which the volumetric capnographic measurements are being performed allows investigators to characterize the effects of conditions that can alter the inflation state of the lung, such as obesity, lung transplant, or interventions like chest wall strapping. Volumetric capnography may ultimately have clinical utility in the intensive care setting^12,13.

Protocol

This protocol has been previously approved by and follows the guidelines set by the University of Iowa Institutional Review Board. Data shown were collected as part of a project approved by the Institutional Review Board at the University of Iowa. Participants gave informed consent and the studies were performed in accordance with the Declaration of Helsinki.

1. Equipment

1. Check the equipment table to verify that all required equipment is available. Double check the configuration using the graphic depiction of the equipment in Figure 2.

2. Plethysmography

NOTE: Barometric plethysmography is a well-described clinical tool and is performed using commercial equipment according to the consensus statements on standardizing lung volume measurements^14,15. When necessary, lung flows and volumes are compared to predicted values from the NHANES data set and Goldman and Becklake¹⁶ that are included in the plethysmograph software.

1. Perform calibration of the plethysmograph daily and prior to any experiments.
   1. Measure the temperature, barometric pressure and relative humidity using a standard barometer prior to the calibration and enter these values into the plethysmograph software as correction factors.
   2. Calibrate the flow sensor using a calibrated 3 L syringe at variable flow rates. Calibrate the box pressure using a precise 50 mL pump. Box pressure transducers should be checked monthly and re-calibrated as needed, per manufacturer’s recommendation.
2. Immediately prior to the measurement, place the participant in the whole body plethysmograph and close the door. Make measurements after 30-60 s, which allows for thermal equilibration.
   1. Instruct the participant to place their mouth on the mouthpiece, put on nose clips, and place their hands on their cheeks. Preventing “puffing” of the cheeks during the maneuver minimizes changes in volume that result from changing the mouth volume.
   2. Instruct the participant to breathe normally, allowing at least four tidal breaths to be acquired and functional residual capacity (FRC) to be established.
   3. At the end of a normal exhalation (FRC), close the shutter. Coach the participant to pant lightly at 0.5-1 breaths/s for 3-4 s. Evaluate the relationship between the mouth pressure and plethysmograph pressure to ensure that it is a series of overlapping, straight lines without thermal drift.
   4. Open the shutter and allow the participant to take a normal breath. Coach the participant to exhale to residual volume (RV), followed by a maximal inspiratory maneuver to total lung capacity. Repeat at least three times until FRC values that agree within 5% are obtained

3. Volumetric Capnography

NOTE: Steps 3.1 – 3.4 are performed before the arrival of the research subject.

1. Before proceeding, address the variables in Table 1 and modify if needed. It is important that these variables are adjusted during the study design phase and then held constant for the duration of the study.
   1. Before beginning a new experimental protocol, take care to accurately measure the time delay between the gas analyzer, which measures CO₂ concentration, and the pneumotach, which measures flow. This allows for the CO₂ and flow signals to be aligned.
   2. Measure the time delay experimentally with a stream of 5% CO₂. Attach the gas line to a stopcock, followed by the mouthpiece.
   3. Open the stopcock, introducing the gas at a rate of 10 L/min. Determine the mean time delay between the response of the pneumotach and gas analyzer over 10 trials and enter into the macro.
   4. Maintain the time delay constant by maintaining the analyzer sampling rate. The time delay is highly dependent on the sampling rate of the gas analyzer and it is critical that this remain constant through the experiment and between participants.
2. Define three “channels” for the collection of flow, exhaled CO₂ (%), and volume. Flow and exhaled CO₂ (%) are analog inputs and volume is the integral of flow.
   1. Confirm that flow and CO₂ (%) are measured directly from the pneumotach and gas analyzer and that volume is calculated as the integral of flow. Figure 3 shows that these are being collected in channels 1,2, and 6.
3. Calibrate the gas analyzer prior to each use. Include the O₂ sensor if this is to be measured.
   1. Zero the analyzer with an inert gas. 100% calibration grade (<0.01% contaminant) N₂ or He may be used, although helium is preferred because nitrogen may be contaminated with trace amounts of oxygen. Place the drying tube in a bag or connect to a mixing chamber. Flush the bag or chamber with inert gas at a rate of at least 10 L/min. Care should be taken not to pressurize the system as this can impact the calibration.
   2. Flood the bag or chamber with inert gas to displace O₂ and the CO_2. Once the displayed concentrations of CO₂ and O₂ stabilize, adjust the zero knobs until they both read zero.
   3. Repeat with 6% CO₂ and room air (20.93% O₂) as calibration gases. When the concentration of the desired gas stabilizes, adjust the span knob to match the concentration of the calibration gas.
   4. Recheck the inert gas and calibration gases and adjust the zero and span until both are accurate ±0.1%.
4. Calibrate the heated pneumotach according to the manufacturer’s instructions.
   1. Briefly, allow the pneumotach to warm to 37 °C for at least 20 min prior to the study.
   2. Select the drop-down menu of the flow channel (Channel 1), select the Spirometer menu option, and click Zero to zero the pneumotach. Finish by selecting Okay.
   3. Directly connect a 3L syringe to the pneumotach using a flow head adapter. Highlight the calibration breath. Again, select the drop-down menu of the flow channel. Select Spirometer flow | Calibrate, type in 3L, and select Okay"\.
   4. Check the calibration by injecting 3L into the pneumotach at varying flow rates (0-4 L/s, 4-8 L/s, and 8-12 L/s). The difference from 3 L should be less than 5%.
5. Collect the maneuver, ensuring that two sequential breaths are collected and that they are made at the same flow rate.
   1. Coach the subject to perform a single maneuver consisting of two pairs of breaths – a coaching breath and a breath for analysis. This is shown graphically in Figure 1 (bottom).
   2. During the maneuver, coach the participants to follow the flow guide on the computer monitor. The investigator may coach the subject by indicating “inhale now” or “exhale now”.
   3. Perform the maneuver so that there are two pairs of these breaths in a single maneuver. The first exhalation of the maneuver is 3 s and the second is 5 s. Consider adding a resistor in-line with the mouthpiece in order to make exhaled flow easier to control. A resistance with 5 cm H₂O/L/s of resistance is generally well-tolerated.
      NOTE: It is important that if a resistor is used, it is used throughout the study and for every participant because it increases mouth and airway pressure, which can change airway diameter. It is also important that participants not “puff out” their cheeks as this increases the dead space.
6. Measurement protocol
   1. Instruct the participant to sit straight with both feet on the floor, put nose clips on their nose and place their mouth on the mouthpiece.
   2. Coach the participant to complete at least one minute of tidal breathing. This is for measures of metabolic function and allows the participant to familiarize themselves with the mouthpiece. After one minute, stop data collection.
   3. Next, coach the participants to vary their tidal volume, taking either normal, smaller- or larger than normal tidal breaths. This ensures that the capnograms are obtained at different lung volumes
   4. Coach the participant that they should transition to performing a capnogram maneuver as soon as they see the flow tracing appear on their screen.
   5. Resume data collection at a random point in the participant’s respiratory cycle. This allows for measurements to be made at different lung volumes.
   6. Finally, coach to perform a sigh at the end of each maneuver, completely relaxing the muscles of respiration. This allows for FRC to be determined.
   7. Stop data collection. Repeat Steps 3.6.3-3.6.5 until at least 6-8 maneuvers (12 -16 pairs of breaths for analysis) are completed.

4. Data Analysis

1. Exporting Data. To run through the macro, each pair of breaths must be exported as a single text file that is then imported into the macro. Screen shots of this process are given in Supplemental Figure 1.
   1. Highlight each pair of breaths, taking to care to highlight a portion of the exhalation before the maneuver begins.
   2. Under the file menu, select Export, and name the subject's maneuver.
   3. Use the drop-down menu under Save As Type and save it as a data file. Then select Save.
   4. This will prompt an Export As Text box to appear. On the right deselect Block header Columns, Time, Date, Comments, and Event Markers.
   5. On the left, select Current Selection and Output NaN for Values. Select Downsample by and enter 10 into the box.
   6. Select the Flow Channel and the CO₂ (%) Channel to be exported and click Okay. Consider making duplicates of these exported files as backups before beginning the analysis.
2. Perform the macro analysis. The Step-by-step annotated screen shots of for analyzing exported maneuvers with the macro and comparing to lung volume are given in Supplemental Figure 2 and may be used as a guide.
   1. Open the macro, go to file, and select Open.
   2. Select the saved data file, saved with the .txt extension.
   3. A Text Import Wizard box will appear. In the upper left-hand corner, select Delimited and click Next. For step 2, select Tab under Delimiters and click Next. For step 3, select General under Column Data Format and click Finish.
   4. To run the macro, select View, Macro, View Macro, and Run in succession. Select Yes if there is a backup copy of the data.
   5. Allow the macro to run (approximately 90 s) and generate a workbook with four sheets. Of relevance to these measurements, Sheet 2 contains the numeric data and Chart 3 contains a plot of the capnogram.
   6. Return to the data and determine the volume for FRC. This is identified as the volume at the end of the sigh at which flow = 0 L/s.
   7. Determine the volume at which the second exhalation in each pair of breaths was begun. By subtracting this from the FRC volume, the starting volume above or below FRC can be determined for each breath.

Results

Representative plethysmography results are given in Figure 4. This participant required four attempts in order to collect three FRC values with <5% variability from the mean.%Ref reflects the percent of the predicted value for each variable based on population regression equations that take into account sex, age, race, height and weight

Figure 1 (top) shows a repres...

Discussion

Here, a protocol for the measurement of V_D and airways homogeneity (slope) is provided. These measurements can be made at FRC, or as a function of lung volume. Measuring FRC before the start of the experiment and after a perturbation allows V_D and slope to be plotted as a function of lung volume and may provide useful information about the structure-function relationship of the lung that is not obtained from capnography at FRC alone.

Airways volume and high-resolution str...

Materials

Name	Company	Catalog Number	Comments
Computer with dual monitor	Dell Instruments
PowerLab 8/35*	AD Instruments	PL3508
LabChart Data Acquisition Software*	AD Instruments	Version 8
Gemini Respiratory Gas Analyzer* (upgraded option)	CWE, Inc	GEMINI 14-10000	*indicates that part is available in the Exercise Physiology package from AD Instruments
Heated Pneumotach with Heater Controller* (upgraded option)	Hans Rudolph, Inc	MLT3813H-V
3L Calibration Syringe	Vitalograph	36020
Nose Clip*	VacuMed	Snuffer 1008
Pulse Transducer*	AD Instruments	TN1012/ST
Barometer	Fischer Scientific	15-078-198
Flanged Mouthpiece*	AD Instruments	MLA1026
Nafion drying tube with three-way stopcock*	AD Instruments	MLA0343
Desiccant cartridge (optional for humid environments)*	AD Instruments	MLA6024
Resistor	Hans Rudolph, Inc	7100 R5
Flow head adapters*	AD Instruments	MLA1081
Modified Tubing Adapter (optional)	AD Instruments	SP0145
Two way non-rebreather valve (optional)*	AD Instruments	SP0146
Plethysmograph	Vyaire	V62J
High Purity Helium Gas	Praxair	He 4.8
6% CO2 and 16% O2 Calibration Gas	Praxair	Custom
Microsoft Excel	Microsoft	Office 365