Ethics in the financial and investment industry encompass the principles and standards that guide behavior, addressing moral questions of right and wrong. It goes beyond adhering to legal requirements, recognizing that actions may be lawful but still unethical, such as exploiting tax loopholes or misusing company resources.

Ethical challenges often arise in relationships between analysts and investors, employers and employees, and organizations and clients. Common issues include insider trading, biased recommendations, and poorly managed conflicts of interest. Surveys reveal broader unethical practices like data falsification and withholding information, often stemming from workplace pressures.

Ethics can be examined from three perspectives. Normative ethics provides guidelines on how professionals should act. Descriptive ethics analyzes actual behaviors, offering insights into real-world challenges. Prescriptive ethics focuses on creating environments that promote ethical decision-making.

Various ethical theories offer frameworks for understanding morality. Consequentialist ethics evaluates the outcomes of actions, often prioritizing the greater good over individual rights. Deontological ethics emphasizes universal principles like fairness, while virtue ethics underscores the role of personal character and integrity.

Ethics in finance represents fundamental values that uphold accountability, trust, and sustainable success. They transcend mere compliance to ensure professional excellence and integrity in practice.

Из главы 14:

article

Now Playing

14.2 : Defining Ethics and What Is Ethical

Financial Ethics

89 Просмотры

article

14.1 : Ethics in the Financial and Investment Industry

Financial Ethics

38 Просмотры

article

14.3 : Psychological and Descriptive Understanding of Ethical Decision Making

Financial Ethics

11 Просмотры

article

14.4 : Individual Ethical Development

Financial Ethics

18 Просмотры

article

14.5 : Ethics-Related Individual Characteristics

Financial Ethics

170 Просмотры

article

14.6 : Implicit Individual Processes

Financial Ethics

36 Просмотры

article

14.7 : Social Influences on Ethics

Financial Ethics

94 Просмотры

article

14.8 : Groups and Ethics

Financial Ethics

14 Просмотры

article

14.9 : Power, Leadership, and Ethics

Financial Ethics

59 Просмотры

article

14.10 : Organizational Culture and Ethics

Financial Ethics

55 Просмотры

article

14.11 : Compensation and Incentive Structures

Financial Ethics

23 Просмотры

article

14.12 : Ethics Training

Financial Ethics

40 Просмотры

JoVE Logo

Исследования

Образование

О JoVE

Авторские права © 2025 MyJoVE Corporation. Все права защищены