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* These authors contributed equally
We detail the consistent, high-quality procedures used throughout air and biological sampling processes at Indian field sites during a large randomized controlled trial. Insights gathered from the oversight of applications of innovative technologies, adapted for exposure assessment in rural regions, enable better field data collection practices with more reliable outcomes.
Here, we present a visual representation of standard procedures to collect population-level data on personal exposures to household air pollution (HAP) from two different study sites in a resource-constrained setting of Tamil Nadu, India. Particulate matter PM2.5 (particles smaller than 2.5 microns in aerodynamic diameter), carbon monoxide (CO), and black carbon (BC) were measured in pregnant mothers (M), other adult women (OAW), and children (C) at various times over a 4 year period. In addition, stove usage monitoring (SUMs) with data-logging thermometers and ambient measurements of air pollution were carried out. Furthermore, the feasibility of collecting biological samples (urine and dried blood spots [DBSs]) from study participants at the field sites was successfully demonstrated. Based on findings from this and earlier studies, the methods used here have enhanced the data quality and avoided issues with household air pollution and biological sample collection in resource-constrained situations. The procedures established may be a valuable educational tool and resource for researchers conducting similar air pollution and health studies in India and other low- and middle-income countries (LMICs).
Globally, exposure to household air pollution (HAP), mostly from solid-fuel cooking, is a major cause of morbidity and mortality1,2,3. Cooking and heating with solid fuels (biomass-such as wood, dung, crop residues, and coal) is widespread in low- and middle-income countries (LMICs), posing various health, environmental, and economic issues. PM2.5 is a 'silent killer,' occurring both indoors and outdoors4,5. Indoor air quality in India is often considerably worse than outside air quality, and it has gained enough attention to be regarded as a major environmental health hazard4. A paucity of measurement-based quantitative exposure data has impeded global burden of disease (GBD) evaluations connected with HAP6,7.
Current research often ignores that the measurement of HAP exposures is complicated and varies depending on many factors, including fuel type, stove type, and a mixed use of many clean and unclean stoves, a phenomenon known as "stove stacking". Other influences on exposure include the quantity of fuel consumed, kitchen ventilation levels, the length of time spent in proximity to the cookstove, age, and gender8. The most widely measured and arguably the best indicator of exposure to HAP is PM2.5; however, due to a lack of affordable, user-friendly, and reliable instrumentation, measuring fine particulate matter (PM2.5) has been particularly difficult.
Various studies have reported measuring the level of either single or multiple air pollutants using different methods8,9,10,11,12. In recent years, relatively low-cost sensors that are able to measure these pollutants in indoor and ambient environments have been emerging. However, not all of these sensors are viable for fieldwork for various reasons, including maintenance costs, deployment challenges, issues of comparability with conventional measurement methods, limited human resources to validate these sensors against reference methods, the difficulty of regular data quality checks (through the cloud), and limited or no decentralized troubleshooting facilities. Many of the studies with these types of measurements have used them as a proxy for exposure or by combining environmental measurements with exposure reconstruction using time activity assessments8,9,12,13,14.
Personal monitoring-in which a monitor is carried on or by an individual through space and time-may better capture their 'true' total exposure. Studies that measure personal exposure often only briefly communicate their exact protocols, often in supplementary materials to scientific manuscripts9,12,13,14,15. Although the techniques detailed in these studies provide a solid general sense of sampling methodology, there is often an absence of the specifics of the field data collection stages12,16.
Numerous additional characteristics, in addition to pollutant concentrations, may be monitored in these residences. Stove use monitoring, a method of assessing the time and intensity of use of household energy appliances, is a major part of many recent impact and exposure assessments16,17,18,19. Many of these monitors focus on measuring the temperature at or near the point of combustion on cooking stoves. While thermocouples and thermistors are employed, there is a lack of operating protocols for the monitors, including how best to put them on cookstoves to capture variability in stove usage patterns.
Biomonitoring, similarly, is an effective tool for evaluating environmental exposures, though several factors influence the choice of an optimum biologic matrix20. Under ideal circumstances, sample collection must be non- or minimally invasive. The methods employed should ensure ease of handling, non-restrictive shipping and storage, a good match between the proposed biomarker and biological matrix, a relatively low cost, and no ethical concerns.
Urine sample collection has some major advantages for biomonitoring. As with other sample collection techniques, a range of potential methods exist. Collecting 24 hour void urine can be cumbersome for participants, leading to non-adherence of sample collection20,21. In such cases, spot samples, first morning voids, or other 'convenient' samplings are recommended. The volume of urine collected can be a major disadvantage when collecting spot samples, leading to variability in the concentrations of endogenous and exogenous chemicals. In this case, adjustment using urine creatinine concentrations is a commonly used method for dilution corrections22.
Another commonly collected biospecimen is venous blood. Venous blood samples are often difficult to obtain for biomonitoring; they are intrusive, fear-inducing, and require proper sample handling, storage, and transport. An alternative approach using dried blood spots (DBSs) can be useful for collecting samples in adults and children for biomonitoring23.
A substantial literature gap exists between the simple description of field methods and the publication of detailed, replicable instructions on monitor use and deployment that reflects the true complexity of field data collection of quality-assured samples24,25. Some studies have outlined standard operating procedures (SOP) for measuring air pollutants (indoor and ambient) and monitoring stove use.
However, the essential steps behind the field measurement, laboratory support, and transport of monitoring instruments and samples are very rarely described8,11,25. The challenges and limitations of field-based monitoring in both high- and low-resource settings may be properly captured through video, which could complement written operating procedures and provide a more direct method of showing how devices and sampling and analytical techniques are performed.
In the Household Air Pollution Intervention Network (HAPIN) randomized controlled trial, we used video and written protocols to describe the procedures for measuring three pollutants (PM2.5, CO, and BC), for stove use monitoring and for biospecimen collection. HAPIN involves using harmonized protocols that require strict adherence to SOPs to maximize data quality from samples collected across multiple time points at four study sites (in Peru, Rwanda, Guatemala, and India).
The criteria for study design, site selection, and recruitment are described earlier24,26. The HAPIN trial was conducted in four countries; Clasen et al. described the study settings in detail26. Each study site recruited 800 households (400 intervention and 400 control) with pregnant women between the ages of 18 and 35, who are 9 to 20 weeks gestation, use biomass for cooking at home, and are nonsmokers. In a subset of these households (~120 per country), other adult women were also enrolled in this study.
After recruitment, a total of eight visits were made. The first, at baseline (BL), occurred prior to randomization. The next seven were split up by before birth (at 24-28 weeks gestation [P1], 32-36 weeks gestation [P2]), at birth (B0), and after birth (3 months [B1], 6 months [B2], 9 months [B3], and 12 months [B4]). For M, there were three assessments (BL, P1, and P2), for OAWs, six assessments (BL, P1, P2, B1, B2, and B4), and for C, four assessments (B0, B1, B2, and B4) were performed. At B0, biomarker and health assessments were carried out, while only health assessments were carried out at the B3 visit.
All four countries followed identical protocols. In this manuscript, we describe steps followed in India. The study was performed at two locations in Tamil Nadu: Kallakurichi (KK) and Nagapattinam (NP). These sites are located between 250 and 500 kilometers from the core research facility at the Department of Environmental Health Engineering at Sri Ramachandra Institute of Higher Education and Research (SRIHER) in Chennai, India. The complexity of field data collection protocols requires the deployment of many personnel with varying levels of skills and backgrounds.
We present a written and visual depiction of the steps involved in estimating micro-environmental and personal exposure samples in pregnant mothers (M), other/older adult women (OAW), and children (C) to fine particulate matter, carbon monoxide (CO), and black carbon (BC). Field protocols for (1) monitoring ambient air quality with reference-grade monitors and low-cost sensors, (2) long-term stove use monitoring on conventional and liquefied petroleum gas stoves, and (3) biological sample collection (urine and DBSs) for biomonitoring are also presented. This includes methods for transporting, storing, and archiving environmental and biological samples.
The Institutional Ethics Committee at Sri Ramachandra Institute of Higher Education and Research (IEC-N1/16/JUL/54/49), Emory University Institutional Review Board (00089799), and the Indian Council of Medical Research-Health Ministry Screening Committee (5/8/4-30/(Env)/ Indo-US/2016-NCD-I) approved the HAPIN trial. The HAPIN trial is identified as NCT02944682 on clinicaltrials.gov. Written informed consents were collected from the study participants prior to their participation and the study was conducted according to ethical guidelines.
NOTE: The case report forms (CRF) administered during the sampling and data collection are available in the RedCap database, stored at Emory University, and are maintained with the data-sharing agreement between all the collaborators, which can be provided to the readers upon request.
1. Instruments and materials
2. Filter conditioning and weighing
3. Microenvironment/personal air sampling
NOTE: A detailed outline of the instrumentation and steps involved in microenvironment/personal air sampling is given in Supplementary Figure 2.
4. Stove use monitoring
5. Ambient monitoring
NOTE: The ambient PM2.5 instrument records real-time airborne PM2.5 and has an inbuilt 47 mm filter that can collect PM2.5 for gravimetric evaluation19,26,29. A detailed outline of the instrumentation and steps involved in ambient monitoring of data collection in the central lab, field lab, and field site activities are given in Supplementary Figure 6.
6. Biomonitoring
7. Chain-of-custody (COC) of sampled filters
Microenvironment/personal air sampling methodologies:
Figure 1Ai shows a pregnant mother wearing the customized vest during the 24 h sampling period. The vest includes the ECM, CO logger, and time and location logger with the power bank. It was ensured that the participants wore the vest throughout the sampling period, except while bathing and sleeping. The stand that was provided to hang the vest within the sleeping periphery is shown in
We demonstrated and visually represented standard procedures to collect population-level data on personal exposures to household air pollution in the multi-country HAPIN trial19, 24. The field-based environmental and biomarker sampling methods described here are appropriate and feasible, particularly in vulnerable populations in resource-limited settings where PM2.5 exposures are several orders of magnitude higher than the WHO Air Quality Guideline (AQ...
*4 The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the U.S. National Institutes of Health or Department of Health and Human Services or the Bill and Melinda Gates Foundation. The funding agencies had no role in data collection and data analysis presented in the paper.
The investigators would like to thank the members of the advisory committee - Patrick Brysse, Donna Spiegelman, and Joel Kaufman - for their valuable insight and guidance throughout the implementation of the trial. We also wish to acknowledge all research staff and study participants for their dedication to and participation in this important trial.
This study was funded by the U.S. National Institutes of Health (cooperative agreement 1UM1HL134590) in collaboration with the Bill & Melinda Gates Foundation (OPP1131279). A multidisciplinary, independent Data and Safety Monitoring Board (DSMB) appointed by the National Heart, Lung, and Blood Institute (NHLBI) monitors the quality of the data and protects the safety of patients enrolled in the HAPIN trial. NHLBI DSMB: Nancy R. Cook, Stephen Hecht, Catherine Karr (Chair), Joseph Millum, Nalini Sathiakumar, Paul K. Whelton, Gail Weinmann and Thomas Croxton (Executive Secretaries). Program Coordination: Gail Rodgers, Bill & Melinda Gates Foundation; Claudia L. Thompson, National Institute of Environmental Health Science; Mark J. Parascandola, National Cancer Institute; Marion Koso-Thomas, Eunice Kennedy Shriver National Institute of Child Health and Human Development; Joshua P. Rosenthal, Fogarty International Center; Conception R. Nierras, NIH Office of Strategic Coordination Common Fund; Katherine Kavounis, Dong- Yun Kim, Antonello Punturieri, and Barry S. Schmetter, NHLBI.
HAPIN Investigators: Vanessa Burrowes, Alejandra Bussalleu, Devan Campbell, Eduardo Canuz, Adly Castañaza, Howard Chang, Yunyun Chen, Marilú Chiang, Rachel Craik, Mary Crocker, Victor Davila-Roman, Lisa de las Fuentes, Oscar De León, Ephrem Dusabimana, Lisa Elon, Juan Gabriel Espinoza, Irma Sayury Pineda Fuentes, Dina Goodman, Meghan Hardison, Stella Hartinger, Phabiola M Herrera, Shakir Hossen, Penelope Howards, Lindsay Jaacks, Shirin Jabbarzadeh, Abigail Jones, Katherine Kearns, Jacob Kremer, Margaret A Laws, Pattie Lenzen, Jiawen Liao, Fiona Majorin, McCollum, John McCracken, Julia N McPeek, Rachel Meyers, Erick Mollinedo, Lawrence Moulton, Luke Naeher, Abidan Nambajimana, Florien Ndagijimana, Azhar Nizam, Jean de Dieu Ntivuguruzwa, Aris Papageorghiou, Usha Ramakrishnan, Davis Reardon, Barry Ryan, Sudhakar Saidam, Priya Kumar, Meenakshi Sundaram, Om Prashanth, Jeremy A Sarnat, Suzanne Simkovich, Sheela S Sinharoy, Damien Swearing, Ashley Toenjes, Jean Damascene Uwizeyimana, Viviane Valdes, Kayla Valentine, Amit Verma, Lance Waller, Megan Warnock, Wenlu Ye.
Name | Company | Catalog Number | Comments |
BD adult lancet | BD Biosciences | 366594 | DBS collection from finger |
BD Quikheek infant safety lancet | BD Biosciences | 368100 & 368101 | Heel prick DBS collection |
Beacon | Roximity | O/EM | Time and location monitor [TLM] (Personal monitor) |
Beacon Logger | Berkley Air Monitoring group | xxxx | Time and location logger [TLL] (Indirect measurement) |
Cr![]() | Peli Biothermal USA | Cooler bag | |
Enhanced Children MicroPEM (ECM) | RTI International, Durham, NC, US | xxxx | Personal monitor of PM2.5 |
E-sampler | Met One Instruments | 9800 | Indirect measurement of ambient PM2.5 |
Geocene | Geocene Inc., Vallejo,CA | xxxx | for stove use monitoring |
Humidity indicating card | DESSICARE, INC. | 04BV14C10 | Sample integrity indicator |
Lascar | Lascar Electronics | EL-USB-300 | Carbon monoxide (CO) data logger |
PTS collect capillary tubes- 40 µL | PTS collect | 2866 | To collect heel prick DBS from children |
Sartorius | Sartorius Lab Instruments, GmbH & Co, Germany | MSA6-6S-000-DF | Microbalance (Weighing filters) |
SootScanTM | Magee Scientific Co, Berkeley, USA | OT21 | Black carbon measurement |
Vaccine Bag | Apex International, India | AIVC-46 | Vaccine Bag |
Whatman 903 Protein Saver card | GE Healthcare Life Sciences | 10534612 | Collection of capillary blood samples (Dried Blood Spot) |
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